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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2024

Nov 21, 2024

31542_dirs_2024-11-21_25c3df2d-eff3-4b77-82a1-f81c9c38b823.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2024-11-19

Reporting Person: MCENANY PATRICK J (Director, Chairman of Board of Directors)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-11-19 Common stock, par value $0.001 per share M 98345 $3.54 Acquired 4576514 Direct
2024-11-19 Common stock, par value $0.001 per share S 98345 $21.188 Disposed 4478169 Direct
2024-11-20 Common stock, par value $0.001 per share M 72500 $3.54 Acquired 4550669 Direct
2024-11-20 Common stock, par value $0.001 per share S 72500 $21.290 Disposed 4478169 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-11-19 Options to purchase common stock $3.54 M 98345 Disposed 2025-05-29 Common Stock (98345) Direct
2024-11-20 Options to purchase common stock $3.54 M 72500 Disposed 2025-05-29 Common Stock (72500) Direct

Footnotes

F1: Shares were sold for personal reasons, including paying federal income taxes and diversifying the Reporting Person's portfolio. Shares were not sold as a result of any disagreement with the Company. Mr. McEnany remains the non-executive chairman of the Company's Board of Directors and the Company's largest individual, non-institutional shareholder.

F2: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $21.11 to $21.31 per share.

F3: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $21.05 to $21.455 per share.

F4: Options vested in three equal tranches on May 29, 2019, 2020 and 2021.