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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2024
Dec 11, 2024
31542_dirs_2024-12-11_3d6aba5f-14d6-41b3-b6c2-04012c9b29b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2024-12-09
Reporting Person: Miller Steve (Chief Op. & Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-09 | Common stock, par value $0.001 per share | M | 11872 | — | Acquired | 686996 | Direct |
| 2024-12-10 | Common stock, par value $0.001 per share | M | 50000 | $4.01 | Acquired | 736996 | Direct |
| 2024-12-10 | Common stock, par value $0.001 per share | S | 50000 | $21.927 | Disposed | 686996 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-09 | Restricted Stock Units | $ | M | 11872 | Disposed | Common Stock (11872) | Direct | |
| 2024-12-10 | Options to purchase common stock | $4.01 | M | 50000 | Disposed | 2025-01-02 | Common Stock (50000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.
F2: Shares were sold on the open market for personal reasons and not as a result of any disagreement with the Company.
F3: Represents a weighted average price for the shares sold. Shares were sold in a range between $21.73 and $22.09 per share.
F4: Derivative securities vest in equal tranches, 1/3rd on December 8, 2024, 1/3rd on December 8, 2025 and 1/3rd on December 8, 2026.
F5: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on December 9, 2024.
F6: Options vested in three annual tranches beginning on January 2, 2019.