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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2024

Dec 11, 2024

31542_dirs_2024-12-11_3d6aba5f-14d6-41b3-b6c2-04012c9b29b9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2024-12-09

Reporting Person: Miller Steve (Chief Op. & Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-09 Common stock, par value $0.001 per share M 11872 Acquired 686996 Direct
2024-12-10 Common stock, par value $0.001 per share M 50000 $4.01 Acquired 736996 Direct
2024-12-10 Common stock, par value $0.001 per share S 50000 $21.927 Disposed 686996 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-12-09 Restricted Stock Units $ M 11872 Disposed Common Stock (11872) Direct
2024-12-10 Options to purchase common stock $4.01 M 50000 Disposed 2025-01-02 Common Stock (50000) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

F2: Shares were sold on the open market for personal reasons and not as a result of any disagreement with the Company.

F3: Represents a weighted average price for the shares sold. Shares were sold in a range between $21.73 and $22.09 per share.

F4: Derivative securities vest in equal tranches, 1/3rd on December 8, 2024, 1/3rd on December 8, 2025 and 1/3rd on December 8, 2026.

F5: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on December 9, 2024.

F6: Options vested in three annual tranches beginning on January 2, 2019.