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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2023

Mar 22, 2023

31542_dirs_2023-03-22_63d55a06-c0be-477a-a1d0-1ef49f2bb3eb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-03-20

Reporting Person: Elsbernd Brian (Chief Compliance/Legal Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-20 Common Stock, par value $0.001 per share M 50000 $1.13 Acquired 188076 Direct
2023-03-20 Common Stock, par value $0.001 per share S 50000 $16.069 Disposed 138076 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-20 Options to Purchase Common Stock $1.13 M 50000 Disposed 2024-01-03 Common Stock (50000) Direct

Footnotes

F1: Mr. Elsbernd sold the shares in the open market for personal reasons and not as a result of a disagreement with the Company. Mr. Elsbernd remains an executive officer of the Company.

F2: Represents the weighted average price for the shares sold. Shares were sold in various lots ranging from $16.01 to $16.23 per share.

F3: Options vested in three annual tranches beginning on 1/3/2018.