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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2023
Mar 22, 2023
31542_dirs_2023-03-22_63d55a06-c0be-477a-a1d0-1ef49f2bb3eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-03-20
Reporting Person: Elsbernd Brian (Chief Compliance/Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-03-20 | Common Stock, par value $0.001 per share | M | 50000 | $1.13 | Acquired | 188076 | Direct |
| 2023-03-20 | Common Stock, par value $0.001 per share | S | 50000 | $16.069 | Disposed | 138076 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-20 | Options to Purchase Common Stock | $1.13 | M | 50000 | Disposed | 2024-01-03 | Common Stock (50000) | Direct |
Footnotes
F1: Mr. Elsbernd sold the shares in the open market for personal reasons and not as a result of a disagreement with the Company. Mr. Elsbernd remains an executive officer of the Company.
F2: Represents the weighted average price for the shares sold. Shares were sold in various lots ranging from $16.01 to $16.23 per share.
F3: Options vested in three annual tranches beginning on 1/3/2018.
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