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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2023
May 17, 2023
31542_dirs_2023-05-17_a6f72658-2ef1-4045-984a-a84510433d60.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-05-15
Reporting Person: MCENANY PATRICK J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-15 | Common stock, par value $0.001 per share | M | 26151 | $0.79 | Acquired | 3971587 | Direct |
| 2023-05-15 | Common stock, par value $0.001 per share | S | 26151 | $13.23 | Disposed | 3945436 | Direct |
| 2023-05-16 | Common stock, par value $0.001 per share | M | 173849 | $0.79 | Acquired | 4119285 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-15 | Options to purchase common stock | $0.79 | M | 26151 | Disposed | 2023-06-15 | Common Stock (26151) | Direct |
| 2023-05-16 | Options to purchase common stock | $0.79 | M | 173849 | Disposed | 2023-06-15 | Common Stock (173849) | Direct |
Footnotes
F1: Shares were sold to cover tax withholding requirements.
F2: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $13.20 to $13.285 per share.
F3: Options vested in two equal tranches beginning on June 15, 2017.
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