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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2023

Dec 14, 2023

31542_dirs_2023-12-14_e8c45cf3-e5be-4ec3-8f5d-eb38bff56583.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-12-12

Reporting Person: Tierney David S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-12 Common stock, par value $0.001 per share M 50000 $1.13 Acquired 383541 Direct
2023-12-12 Common stock, par value $0.001 per share S 50000 $13.325 Disposed 333541 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-12 Options to purchase common stock $1.13 M 50000 Acquired 2024-01-03 Common Stock (50000) Direct

Footnotes

F1: Shares were sold on the open market for personal reasons, and to fund the exercise price for stock options expiring on January 3, 2024, and not as a result of any disagreement with the Company.

F2: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $13.30 to $13.36 per share.

F3: Options vested in three annual tranches beginning on January 3, 2018.