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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2023
Dec 14, 2023
31542_dirs_2023-12-14_e8c45cf3-e5be-4ec3-8f5d-eb38bff56583.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-12-12
Reporting Person: Tierney David S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-12 | Common stock, par value $0.001 per share | M | 50000 | $1.13 | Acquired | 383541 | Direct |
| 2023-12-12 | Common stock, par value $0.001 per share | S | 50000 | $13.325 | Disposed | 333541 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-12 | Options to purchase common stock | $1.13 | M | 50000 | Acquired | 2024-01-03 | Common Stock (50000) | Direct |
Footnotes
F1: Shares were sold on the open market for personal reasons, and to fund the exercise price for stock options expiring on January 3, 2024, and not as a result of any disagreement with the Company.
F2: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $13.30 to $13.36 per share.
F3: Options vested in three annual tranches beginning on January 3, 2018.
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