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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2023
Jun 29, 2023
31542_dirs_2023-06-29_00be86e4-7c7e-4a08-aaeb-fd7636e0cb34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-06-27
Reporting Person: Del Carmen Jeffrey (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-27 | Common stock, par value $0.001 per share | M | 10000 | — | Acquired | 17541 | Direct |
| 2023-06-27 | Common stock, par value $0.001 per share | F | 3942 | — | Disposed | 13599 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-27 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.
F2: Shares withheld by the Registrant to satisfy applicable withholding taxes upon vesting of restricted stock units.
F3: Derivative securities vested in equal tranches, 1/3rd on June 23, 2021, 1/3rd on June 23, 2022 and 1/3rd on June 23, 2023.
F4: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The final tranche of shares was delivered on June 27, 2023.