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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2023
Dec 8, 2023
31542_dirs_2023-12-08_a14ef8d8-1738-4a7d-a5c2-72b61d6dbfec.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2023-12-06
Reporting Person: INGENITO GARY (Chief Med. & Reg. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-06 | Common stock, par value $0.001 per share | M | 50000 | $1.13 | Acquired | 88367 | Direct |
| 2023-12-06 | Common stock, par value $0.001 per share | S | 50000 | $14.02 | Disposed | 38367 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-06 | Options to purchase common stock | $1.13 | M | 50000 | Disposed | 2024-01-03 | Common Stock (50000) | Direct |
Footnotes
F1: Dr. Ingenito sold the shares on the open market for personal reasons and to fund the exercise price and tax withholding of the exercise of the stock option, and not as a result of any disagreement with the Company.
F2: Represents a weighted average price for the shares sold. Shares were sold in various lots ranging from $13.89 to $14.165 per share.
F3: Options vested in three annual tranches beginning on January 3, 2018.
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