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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2021
Jun 25, 2021
31542_dirs_2021-06-25_f5a45654-65cd-4608-a9dc-88d261c7bad5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2021-06-24
Reporting Person: Del Carmen Jeffrey (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-24 | Common stock, par value $0.001 per share | M | 10000 | — | Acquired | 10000 | Direct |
| 2021-06-24 | Common stock, par value $0.001 per share | F | 2930 | — | Disposed | 7070 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-24 | Restricted Stock Units | $ | M | 10000 | Disposed | Common Stock (10000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.
F2: Shares withheld by the Registrant to satisfy applicable withholding taxes upon vesting of restricted stock units.
F3: Derivative securities vest in equal tranches, 1/3rd on June 23, 2021, 1/3rd on June 23, 2022, and 1/3rd on June 23, 2023.
F4: Shares of common stock will be delivered to the Reporting Person within sixty days of vesting. The first tranche of shares was delivered on June 24, 2021.