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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2021
Aug 17, 2021
31542_dirs_2021-08-17_b3745b29-c34c-4f68-9a00-20a9d8258e9a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2021-08-13
Reporting Person: Tierney David S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-13 | Common stock, par value $0.001 per share | M | 50000 | $3.12 | Acquired | 356874 | Direct |
| 2021-08-13 | Common stock, par value $0.001 per share | S | 50000 | $6.0779 | Disposed | 306874 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-13 | Options to purchase common stock | $3.12 | M | 50000 | Disposed | 2021-08-28 | Common Stock (50000) | Direct |
Footnotes
F1: Dr. Tierney has advised the Company that the sale of shares was to raise funds for personal reasons and does not relate to any disagreements with the Company on any matter relating to the Company's operations, policies or practices. Dr. Tierney remains a Director of the Company.
F2: The option was granted on August 28, 2014 and previously vested in two equal annual installments.
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