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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2021
Aug 17, 2021
31542_dirs_2021-08-17_d3a4e6f1-2239-4257-9051-70e26462438d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2021-08-13
Reporting Person: MCENANY PATRICK J (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-13 | Common stock, par value $0.001 per share | M | 100000 | $3.12 | Acquired | 4911019 | Direct |
| 2021-08-13 | Common stock, par value $0.001 per share | S | 31186 | $6.174 | Disposed | 4879833 | Direct |
| 2021-08-13 | Common stock, par value $0.001 per share | S | 31529 | $6.0745 | Disposed | 4848304 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-13 | Options to purchase common stock | $3.12 | M | 100000 | Disposed | 2021-08-28 | Common Stock (100000) | Direct |
Footnotes
F1: Shares were sold to cover exercise price of options and tax withholding requirements.
F2: Options vested in three annual tranches beginning on August 28, 2015.
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