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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2021

Aug 17, 2021

31542_dirs_2021-08-17_5d1281fc-9d1d-450c-8c24-2fdd3d7183eb.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2021-08-13

Reporting Person: Miller Steve (Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-13 Common stock, par value $0.001 per share M 65000 $3.12 Acquired 742687 Direct
2021-08-13 Common stock, par value $0.001 per share S 40963 $6.0888 Disposed 701724 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-13 Options to purchase common stock $3.12 A 65000 Disposed 2021-08-28 Common Stock (65000) Direct

Footnotes

F1: Shares were sold to cover exercise price of options and tax withholding requirements.

F2: Options vested in three annual tranches beginning on August 28, 2015.