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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2021
Aug 26, 2021
31542_dirs_2021-08-26_3a1b9321-f7b1-41e0-817f-ed572db2d8af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2021-08-24
Reporting Person: COELHO PHILIP H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-24 | Common stock, par value $0.001 per share | M | 16667 | $3.12 | Acquired | 233427 | Direct |
| 2021-08-24 | Common stock, par value $0.001 per share | S | 9494 | $5.575 | Disposed | 223933 | Direct |
| 2021-08-25 | Common stock, par value $0.001 per share | M | 16667 | $3.12 | Acquired | 240600 | Direct |
| 2021-08-25 | Common stock, par value $0.001 per share | S | 9498 | $5.56 | Disposed | 231102 | Direct |
| 2021-08-26 | Common stock, par value $0.001 per share | M | 16666 | $3.12 | Acquired | 247768 | Direct |
| 2021-08-26 | Common stock, par value $0.001 per share | S | 9044 | $5.45 | Disposed | 238724 | Direct |
| 2021-08-26 | Common stock, par value $0.001 per share | S | 504 | $5.46 | Disposed | 238220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-24 | Options to purchase common stock | $3.12 | M | 16667 | Disposed | 2021-08-28 | Common Stock (16667) | Direct |
| 2021-08-25 | Options to purchase common stock | $3.12 | M | 16667 | Disposed | 2021-08-28 | Common Stock (16667) | Direct |
| 2021-08-26 | Options to purchase common stock | $3.12 | M | 16666 | Disposed | 2021-08-28 | Common Stock (16666) | Direct |
Footnotes
F1: Shares were sold to cover exercise price of options.
F2: Options vested in two annual tranches beginning on August 28, 2014.
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