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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2021

Dec 6, 2021

31542_dirs_2021-12-06_abe2406a-3ee0-455e-bc6a-adc8ba0c0d37.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2021-12-03

Reporting Person: O'Keeffe Charles B (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-03 Common Stock, par value $0.001 per share M 1333 Acquired 613042 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-03 Restricted Stock Units $ M 1333 Disposed Common Stock (1333) Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of the Registrant's common stock upon vesting.

F2: Derivative securities vest in equal tranches, 1/3rd on December 2, 2020, 1/3rd on December 2, 2021 and 1/3rd on December 2, 2022.

F3: Shares of common stock are required to be delivered to the Reporting Person within sixty days of vesting. The second tranche of shares was delivered on December 3, 2021.