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CATALYST PHARMACEUTICALS, INC. Director's Dealing 2017

Nov 13, 2017

31542_dirs_2017-11-13_1dad2180-9a72-4278-a952-dcd9838007b6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2017-11-09

Reporting Person: Tierney David S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-11-09 Common stock, par value $0.001 per share M 50000 $0.47 Acquired 313401 Direct
2017-11-09 Common stock, par value $0.001 per share F 7860 Disposed 305541 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-11-09 Options to purchase common stock $0.47 M 50000 Disposed 2017-12-12 Common Stock (50000) Direct

Footnotes

F1: Holder exercised 50,000 options at $0.47 per share via cashless exercise and was issued 42,140 shares based on the November 8, 2017 closing price of $2.99 per share.