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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2017
Nov 13, 2017
31542_dirs_2017-11-13_1dad2180-9a72-4278-a952-dcd9838007b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICALS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2017-11-09
Reporting Person: Tierney David S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-09 | Common stock, par value $0.001 per share | M | 50000 | $0.47 | Acquired | 313401 | Direct |
| 2017-11-09 | Common stock, par value $0.001 per share | F | 7860 | — | Disposed | 305541 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-09 | Options to purchase common stock | $0.47 | M | 50000 | Disposed | 2017-12-12 | Common Stock (50000) | Direct |
Footnotes
F1: Holder exercised 50,000 options at $0.47 per share via cashless exercise and was issued 42,140 shares based on the November 8, 2017 closing price of $2.99 per share.
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