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CATALYST PHARMACEUTICALS, INC. — Director's Dealing 2012
May 29, 2012
31542_dirs_2012-05-29_6f96653a-9a01-46b4-99fa-533a60af2275.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CATALYST PHARMACEUTICAL PARTNERS, INC. (CPRX)
CIK: 0001369568
Period of Report: 2012-05-24
Reporting Person: HUCKEL HUBERT E MD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-24 | Common Stock, par value $0.001 per share | P | 125000 | $0.80 | Acquired | 1304134 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-05-24 | Warrants to purchase common stock | $1.04 | P | 125000 | Acquired | 2017-05-30 | Common Stock (125000) | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options to purchase common stock | $1.07 | 2016-12-16 | Common Stock (824608) | 824608 | Direct |
Footnotes
F1: Securities were sold as units, each consisting of one share of the Issuer's common stock and one five-year warrant to purchase one share of the Issuer's common stock, at a price of $0.80 per unit.
F2: Securities are held in a Grantor Retained Annuity Trust, the Trustee of which is Dr. Huckel.
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