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Catalyst Bancorp, Inc. Director's Dealing 2023

Jan 26, 2023

34531_dirs_2023-01-26_0707676b-f00e-4a94-bbf4-4479be6490ca.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2022-09-01

Reporting Person: Zanco Joseph B (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-01 Common Stock A 21160 Acquired 31160 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-01 Stock Option (Right to Buy) $13.30 A 52900 Acquired 2032-09-01 Common Stock (52900) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 15000 Indirect
Common Stock 356.7364 Indirect
Common Stock 622.1109 Indirect

Footnotes

F1: Represents the grant of shares pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.

F2: The reporting person is amending this Form 4 solely to include the shares held in the 401(k) Plan and ESOP which were inadvertently omitted from the original filing.

F3: Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated August 31, 2022.

F4: Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.

F5: The options vest at a rate of 20% per year commencing on September 1, 2023.