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Catalyst Bancorp, Inc. — Director's Dealing 2023
Jan 26, 2023
34531_dirs_2023-01-26_0707676b-f00e-4a94-bbf4-4479be6490ca.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2022-09-01
Reporting Person: Zanco Joseph B (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-01 | Common Stock | A | 21160 | — | Acquired | 31160 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-01 | Stock Option (Right to Buy) | $13.30 | A | 52900 | Acquired | 2032-09-01 | Common Stock (52900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15000 | Indirect |
| Common Stock | 356.7364 | Indirect |
| Common Stock | 622.1109 | Indirect |
Footnotes
F1: Represents the grant of shares pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F2: The reporting person is amending this Form 4 solely to include the shares held in the 401(k) Plan and ESOP which were inadvertently omitted from the original filing.
F3: Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated August 31, 2022.
F4: Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
F5: The options vest at a rate of 20% per year commencing on September 1, 2023.