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Catalyst Bancorp, Inc. Director's Dealing 2023

May 12, 2023

34531_dirs_2023-05-12_6f03867c-40f6-4b86-88bc-56df64079812.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2023-05-11

Reporting Person: Zanco Joseph B (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-11 Common Stock P 100 $9.4300 Acquired 5100 Indirect
2023-05-11 Common Stock P 100 $9.4550 Acquired 5200 Indirect
2023-05-11 Common Stock P 1200 $9.4900 Acquired 6400 Indirect
2023-05-11 Common Stock P 901 $9.500 Acquired 7301 Indirect
2023-05-12 Common Stock P 125 $9.75 Acquired 7426 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 31160 Direct
Common Stock 15000 Indirect
Common Stock 726.5391 Indirect
Common Stock 2467.2992 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $13.30 2032-09-01 Common Stock (52900) 52900 Direct

Footnotes

F1: Includes 21,160 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.

F2: Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated April 28, 2023.

F3: Includes shares allocated to the reporting person's account in the ESOP as of December 31, 2022.

F4: The options vest at a rate of 20% per year commencing on September 1, 2023.