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Catalyst Bancorp, Inc. Director's Dealing 2023

May 9, 2023

34531_dirs_2023-05-09_de00f8cf-4b0d-4776-a52d-73ffd23d2ca0.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2023-05-08

Reporting Person: Kleiser Kirk E. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-08 Common Stock P 3600 $9.63 Acquired 11100 Indirect
2023-05-08 Common Stock P 1600 $9.64 Acquired 2800 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect
Common Stock 23464 Direct
Common Stock 5000 Indirect
Common Stock 2500 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $13.30 2032-09-01 Common Stock (21160) 21160 Direct

Footnotes

F1: The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.

F2: Includes 8,464 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.

F3: The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.

F4: The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.

F5: The options vest at a rate of 20% per year commencing on September 1, 2023.