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Catalyst Bancorp, Inc. — Director's Dealing 2023
May 9, 2023
34531_dirs_2023-05-09_de00f8cf-4b0d-4776-a52d-73ffd23d2ca0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2023-05-08
Reporting Person: Kleiser Kirk E. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-08 | Common Stock | P | 3600 | $9.63 | Acquired | 11100 | Indirect |
| 2023-05-08 | Common Stock | P | 1600 | $9.64 | Acquired | 2800 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 23464 | Direct |
| Common Stock | 5000 | Indirect |
| Common Stock | 2500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.30 | 2032-09-01 | Common Stock (21160) | 21160 | Direct |
Footnotes
F1: The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F2: Includes 8,464 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F3: The 5,000 shares are held by the K Kleiser LLC of which the reporting person is the sole member.
F4: The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F5: The options vest at a rate of 20% per year commencing on September 1, 2023.