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Catalyst Bancorp, Inc. — Director's Dealing 2022
Sep 3, 2022
34531_dirs_2022-09-02_d2117019-5e6f-404b-a0d0-f6370c9d82ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Catalyst Bancorp, Inc. (CLST)
CIK: 0001849867
Period of Report: 2022-09-01
Reporting Person: Kleiser Kirk E. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-01 | Common Stock | A | 8464 | — | Acquired | 25464 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-01 | Stock Option (Right to Buy) | $13.30 | A | 21160 | Acquired | 2032-09-01 | Common Stock (21160) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Indirect |
| Common Stock | 2500 | Indirect |
| Common Stock | 1200 | Indirect |
| Common Stock | 5000 | Indirect |
Footnotes
F1: Represents the grant of shares pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F2: The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F3: The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F4: The 5,000 shares are held by the K Kleiser LLC o which the reporting person is the sole member.
F5: The options vest at a rate of 20% per year commencing on September 1, 2023.