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CASTLE BIOSCIENCES INC Director's Dealing 2021

Jan 15, 2021

32601_dirs_2021-01-15_508ee57c-bfe5-40c1-aa29-1edb8b7cc69f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-01-13

Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-13 Common Stock S 400 $71.36 Disposed 910618 Direct
2021-01-13 Common Stock S 3156 $72.94 Disposed 907462 Direct
2021-01-13 Common Stock S 5118 $73.96 Disposed 902344 Direct
2021-01-13 Common Stock S 603 $74.52 Disposed 901741 Direct
2021-01-13 Common Stock S 100 $76.78 Disposed 901641 Direct
2021-01-13 Common Stock S 270 $71.66 Disposed 901371 Direct
2021-01-13 Common Stock S 1530 $72.86 Disposed 899841 Direct
2021-01-13 Common Stock S 2589 $73.84 Disposed 897252 Direct
2021-01-13 Common Stock S 611 $74.56 Disposed 896641 Direct
2021-01-14 Common Stock S 4759 $75.74 Disposed 891882 Direct
2021-01-14 Common Stock S 4618 $76.52 Disposed 887264 Direct
2021-01-14 Common Stock S 3142 $75.80 Disposed 884122 Direct
2021-01-14 Common Stock S 1858 $76.55 Disposed 882264 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 156460 Indirect
Common Stock 179300 Indirect
Common Stock 166700 Indirect

Footnotes

F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on September 10, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $71.17 to $71.52, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $72.40 to $73.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $73.40 to $74.37, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $74.41 to $74.61, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F7: This transaction was executed in multiple trades at prices ranging from $71.35 to $72.32, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $72.36 to $73.06, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades at prices ranging from $73.40 to $74.38, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F10: This transaction was executed in multiple trades at prices ranging from $74.44 to $74.81, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F11: This transaction was executed in multiple trades at prices ranging from $75.25 to $76.24, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: This transaction was executed in multiple trades at prices ranging from $76.25 to $77.09, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: This transaction was executed in multiple trades at prices ranging from $75.30 to $76.28, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: This transaction was executed in multiple trades at prices ranging from $76.33 to $76.93, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F15: Held by DJM Grantor Retained Annuity Trust No. 1 which the Reporting Person is the trustee and beneficiary. Reflects the transfer on January 4, 2021 of 2,869 shares of common stock from the DJM Grantor Retained Annuity Trust No. 1 to the Reporting Person's direct holdings.

F16: Held by The Maetzold Descendants 2020 Trust which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.

F17: Held by Derek Maetzold 2020 Irrevocable Trust which the Reporting Person is the trustee and his children are beneficiaries.