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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Jan 15, 2021
32601_dirs_2021-01-15_508ee57c-bfe5-40c1-aa29-1edb8b7cc69f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-01-13
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock | S | 400 | $71.36 | Disposed | 910618 | Direct |
| 2021-01-13 | Common Stock | S | 3156 | $72.94 | Disposed | 907462 | Direct |
| 2021-01-13 | Common Stock | S | 5118 | $73.96 | Disposed | 902344 | Direct |
| 2021-01-13 | Common Stock | S | 603 | $74.52 | Disposed | 901741 | Direct |
| 2021-01-13 | Common Stock | S | 100 | $76.78 | Disposed | 901641 | Direct |
| 2021-01-13 | Common Stock | S | 270 | $71.66 | Disposed | 901371 | Direct |
| 2021-01-13 | Common Stock | S | 1530 | $72.86 | Disposed | 899841 | Direct |
| 2021-01-13 | Common Stock | S | 2589 | $73.84 | Disposed | 897252 | Direct |
| 2021-01-13 | Common Stock | S | 611 | $74.56 | Disposed | 896641 | Direct |
| 2021-01-14 | Common Stock | S | 4759 | $75.74 | Disposed | 891882 | Direct |
| 2021-01-14 | Common Stock | S | 4618 | $76.52 | Disposed | 887264 | Direct |
| 2021-01-14 | Common Stock | S | 3142 | $75.80 | Disposed | 884122 | Direct |
| 2021-01-14 | Common Stock | S | 1858 | $76.55 | Disposed | 882264 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 156460 | Indirect |
| Common Stock | 179300 | Indirect |
| Common Stock | 166700 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on September 10, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $71.17 to $71.52, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $72.40 to $73.36, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $73.40 to $74.37, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $74.41 to $74.61, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F7: This transaction was executed in multiple trades at prices ranging from $71.35 to $72.32, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $72.36 to $73.06, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $73.40 to $74.38, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $74.44 to $74.81, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This transaction was executed in multiple trades at prices ranging from $75.25 to $76.24, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: This transaction was executed in multiple trades at prices ranging from $76.25 to $77.09, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13: This transaction was executed in multiple trades at prices ranging from $75.30 to $76.28, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14: This transaction was executed in multiple trades at prices ranging from $76.33 to $76.93, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15: Held by DJM Grantor Retained Annuity Trust No. 1 which the Reporting Person is the trustee and beneficiary. Reflects the transfer on January 4, 2021 of 2,869 shares of common stock from the DJM Grantor Retained Annuity Trust No. 1 to the Reporting Person's direct holdings.
F16: Held by The Maetzold Descendants 2020 Trust which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F17: Held by Derek Maetzold 2020 Irrevocable Trust which the Reporting Person is the trustee and his children are beneficiaries.