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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Apr 15, 2021
32601_dirs_2021-04-15_ac13b553-eacc-43ba-9c21-f63c06214034.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-04-06
Reporting Person: Oelschlager Kristen M (Chief Operating Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 107117 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $2.36 | 2027-07-20 | Common Stock (1197.0) | Direct | |
| Stock option (right to buy) | $2.39 | 2028-05-09 | Common Stock (7178.0) | Direct | |
| Stock option (right to buy) | $2.39 | 2028-11-11 | Common Stock (3418.0) | Direct | |
| Stock option (right to buy) | $3.38 | 2029-03-12 | Common Stock (24610.0) | Direct | |
| Stock option (right to buy) | $29.5 | 2029-12-12 | Common Stock (35000.0) | Direct | |
| Stock option (right to buy) | $41.36 | 2030-08-03 | Common Stock (30000.0) | Direct | |
| Stock option (right to buy) | $59.16 | 2030-12-09 | Common Stock (29000.0) | Direct | |
| Restricted Stock Units | $ | Common Stock (7000.0) | Direct |
Footnotes
F1: 25% of the 11,484 shares originally subject to the option vested on July 21, 2018, and the remaining shares vest in 36 equal monthly installments thereafter.
F2: 25% of the 24,610 shares originally subject to the option vested on May 10, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.
F3: 25% of the 8,203 shares originally subject to the option vested on November 6, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.
F4: 25% of the shares vested on March 13, 2020, and the remaining shares vest in 36 equal monthly installments thereafter.
F5: 25% of the shares vested on December 13, 2020, and the remaining shares vest in 36 equal monthly installments thereafter.
F6: 25% of the shares shall vest on August 4, 2021, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F7: 25% of the shares shall vest on December 10, 2021, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F8: The Restricted Stock Units ("RSUs") vest in four equal annual installments beginning on December 10, 2021.
F9: Each RSU represents the right to receive one share of the Issuer's Common Stock.