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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Jul 21, 2021
32601_dirs_2021-07-21_9f18027d-aba6-422b-9076-c46dc917ad94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-07-19
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-19 | Common Stock | S | 9430 | $64.587 | Disposed | 426588 | Direct |
| 2021-07-19 | Common Stock | S | 570 | $65.11 | Disposed | 426018 | Direct |
| 2021-07-19 | Common Stock | S | 833 | $64.594 | Disposed | 155627 | Indirect |
| 2021-07-19 | Common Stock | S | 833 | $64.594 | Disposed | 178467 | Indirect |
| 2021-07-19 | Common Stock | S | 834 | $64.594 | Disposed | 165866 | Indirect |
| 2021-07-20 | Common Stock | S | 5517 | $65.565 | Disposed | 420501 | Direct |
| 2021-07-20 | Common Stock | S | 4283 | $66.45 | Disposed | 416218 | Direct |
| 2021-07-20 | Common Stock | S | 200 | $67.025 | Disposed | 416018 | Direct |
| 2021-07-20 | Common Stock | S | 522 | $65.632 | Disposed | 155105 | Indirect |
| 2021-07-20 | Common Stock | S | 312 | $66.638 | Disposed | 154793 | Indirect |
| 2021-07-20 | Common Stock | S | 522 | $65.632 | Disposed | 177945 | Indirect |
| 2021-07-20 | Common Stock | S | 311 | $66.638 | Disposed | 177634 | Indirect |
| 2021-07-20 | Common Stock | S | 521 | $65.632 | Disposed | 165345 | Indirect |
| 2021-07-20 | Common Stock | S | 312 | $66.638 | Disposed | 165033 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $63.970 to $64.950, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $64.985 to $65.290, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F5: This transaction was executed in multiple trades at prices ranging from $64.110 to $64.990, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F7: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F8: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F9: This transaction was executed in multiple trades at prices ranging from $64.950 to $65.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $65.970 to $66.960, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This transaction was executed in multiple trades at prices ranging from $67.010 to $67.040, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: This transaction was executed in multiple trades at prices ranging from $65.120 to $66.040, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13: This transaction was executed in multiple trades at prices ranging from $66.150 to $67.060, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.