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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Jul 23, 2021
32601_dirs_2021-07-23_828206cc-c588-45b0-8556-d66a4f2ca4f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-07-21
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-21 | Common Stock | S | 2125 | $66.526 | Disposed | 413893 | Direct |
| 2021-07-21 | Common Stock | S | 1900 | $67.793 | Disposed | 411993 | Direct |
| 2021-07-21 | Common Stock | S | 5975 | $68.683 | Disposed | 406018 | Direct |
| 2021-07-21 | Common Stock | S | 167 | $66.38 | Disposed | 154626 | Indirect |
| 2021-07-21 | Common Stock | S | 166 | $67.747 | Disposed | 154460 | Indirect |
| 2021-07-21 | Common Stock | S | 500 | $68.684 | Disposed | 153960 | Indirect |
| 2021-07-21 | Common Stock | S | 167 | $66.38 | Disposed | 177467 | Indirect |
| 2021-07-21 | Common Stock | S | 167 | $67.747 | Disposed | 177300 | Indirect |
| 2021-07-21 | Common Stock | S | 500 | $68.684 | Disposed | 176800 | Indirect |
| 2021-07-21 | Common Stock | S | 166 | $66.38 | Disposed | 164867 | Indirect |
| 2021-07-21 | Common Stock | S | 167 | $67.747 | Disposed | 164700 | Indirect |
| 2021-07-21 | Common Stock | S | 500 | $68.684 | Disposed | 164200 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $66.080 to $67.000, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $67.390 to $68.320, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $68.405 to $69.020, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F6: This transaction was executed in multiple trades at prices ranging from $66.080 to $66.700, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F8: This transaction was executed in multiple trades at prices ranging from $67.300 to $67.970, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $68.450 to $68.980, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F11: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.