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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Jun 21, 2021
32601_dirs_2021-06-21_f1819052-1b39-4406-b1bf-17e42e1681a0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-06-17
Reporting Person: Juvenal Tobin W (Chief Commercial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-17 | Common Stock | M | 5263 | $2.36 | Acquired | 8090 | Direct |
| 2021-06-17 | Common Stock | M | 4737 | $2.39 | Acquired | 12827 | Direct |
| 2021-06-17 | Common Stock | S | 10000 | $75.40 | Disposed | 2827 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-17 | Stock option (right to buy) | $2.36 | M | 5263 | Disposed | 2027-07-20 | Common Stock (5263.0) | Direct |
| 2021-06-17 | Stock option (right to buy) | $2.39 | M | 4737 | Disposed | 2028-05-09 | Common Stock (4737.0) | Direct |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 15, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.90, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: 25% of the 11,484 shares originally subject to the option vested on July 21, 2018, and the remaining shares vest in 36 equal monthly installments thereafter.
F4: 25% of the 24,610 shares originally subject to the option vested on May 10, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.