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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Sep 2, 2021
32601_dirs_2021-09-02_a34c65ff-295f-4a89-b92f-f08435ef7fa1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-08-31
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-31 | Common Stock | S | 894 | $73.977 | Disposed | 355124 | Direct |
| 2021-08-31 | Common Stock | S | 3139 | $75.072 | Disposed | 351985 | Direct |
| 2021-08-31 | Common Stock | S | 5067 | $76.196 | Disposed | 346918 | Direct |
| 2021-08-31 | Common Stock | S | 900 | $76.86 | Disposed | 346018 | Direct |
| 2021-08-31 | Common Stock | S | 134 | $74.054 | Disposed | 142994 | Indirect |
| 2021-08-31 | Common Stock | S | 500 | $74.982 | Disposed | 142494 | Indirect |
| 2021-08-31 | Common Stock | S | 833 | $76.199 | Disposed | 141661 | Indirect |
| 2021-08-31 | Common Stock | S | 200 | $76.819 | Disposed | 141461 | Indirect |
| 2021-08-31 | Common Stock | S | 133 | $74.054 | Disposed | 165834 | Indirect |
| 2021-08-31 | Common Stock | S | 500 | $74.982 | Disposed | 165334 | Indirect |
| 2021-08-31 | Common Stock | S | 833 | $76.199 | Disposed | 164501 | Indirect |
| 2021-08-31 | Common Stock | S | 201 | $76.819 | Disposed | 164300 | Indirect |
| 2021-08-31 | Common Stock | S | 133 | $74.054 | Disposed | 153232 | Indirect |
| 2021-08-31 | Common Stock | S | 500 | $74.982 | Disposed | 152732 | Indirect |
| 2021-08-31 | Common Stock | S | 833 | $76.199 | Disposed | 151899 | Indirect |
| 2021-08-31 | Common Stock | S | 200 | $76.819 | Disposed | 151699 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $73.490 to $74.475, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $74.680 to $75.510, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $75.690 to $76.660, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $76.720 to $76.960, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F7: This transaction was executed in multiple trades at prices ranging from $73.540 to $74.475, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F9: This transaction was executed in multiple trades at prices ranging from $74.650 to $75.640, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $75.690 to $76.650, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This transaction was executed in multiple trades at prices ranging from $76.720 to $76.910, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F13: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.