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CASTLE BIOSCIENCES INC Director's Dealing 2021

Sep 16, 2021

32601_dirs_2021-09-16_9cc433a4-4ed3-44d4-9199-e457e29a95ef.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-15

Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-15 Common Stock S 958 $73.301 Disposed 325060 Direct
2021-09-15 Common Stock S 8531 $74.449 Disposed 316529 Direct
2021-09-15 Common Stock S 511 $74.935 Disposed 316018 Direct
2021-09-15 Common Stock S 264 $73.689 Disposed 137864 Indirect
2021-09-15 Common Stock S 1403 $74.517 Disposed 136461 Indirect
2021-09-15 Common Stock S 263 $73.689 Disposed 160704 Indirect
2021-09-15 Common Stock S 1404 $74.517 Disposed 159300 Indirect
2021-09-15 Common Stock S 263 $73.689 Disposed 148102 Indirect
2021-09-15 Common Stock S 1403 $74.517 Disposed 146699 Indirect

Footnotes

F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $72.860 to $73.830, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $73.870 to $74.860, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $74.880 to $75.015, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.

F6: This transaction was executed in multiple trades at prices ranging from $73.070 to $73.930, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.

F8: This transaction was executed in multiple trades at prices ranging from $74.145 to $75.015, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.

F10: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.