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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Sep 16, 2021
32601_dirs_2021-09-16_9cc433a4-4ed3-44d4-9199-e457e29a95ef.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-15
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-15 | Common Stock | S | 958 | $73.301 | Disposed | 325060 | Direct |
| 2021-09-15 | Common Stock | S | 8531 | $74.449 | Disposed | 316529 | Direct |
| 2021-09-15 | Common Stock | S | 511 | $74.935 | Disposed | 316018 | Direct |
| 2021-09-15 | Common Stock | S | 264 | $73.689 | Disposed | 137864 | Indirect |
| 2021-09-15 | Common Stock | S | 1403 | $74.517 | Disposed | 136461 | Indirect |
| 2021-09-15 | Common Stock | S | 263 | $73.689 | Disposed | 160704 | Indirect |
| 2021-09-15 | Common Stock | S | 1404 | $74.517 | Disposed | 159300 | Indirect |
| 2021-09-15 | Common Stock | S | 263 | $73.689 | Disposed | 148102 | Indirect |
| 2021-09-15 | Common Stock | S | 1403 | $74.517 | Disposed | 146699 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $72.860 to $73.830, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $73.870 to $74.860, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $74.880 to $75.015, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F6: This transaction was executed in multiple trades at prices ranging from $73.070 to $73.930, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F8: This transaction was executed in multiple trades at prices ranging from $74.145 to $75.015, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F10: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.