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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Sep 16, 2021
32601_dirs_2021-09-15_f8b2fd58-9db4-4be9-b95f-e49e8820beb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-14
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-14 | Common Stock | S | 781 | $73.359 | Disposed | 161852 | Indirect |
| 2021-09-14 | Common Stock | S | 472 | $74.647 | Disposed | 161380 | Indirect |
| 2021-09-14 | Common Stock | S | 227 | $75.691 | Disposed | 161153 | Indirect |
| 2021-09-14 | Common Stock | S | 186 | $76.425 | Disposed | 160967 | Indirect |
| 2021-09-14 | Common Stock | S | 781 | $73.359 | Disposed | 149251 | Indirect |
| 2021-09-14 | Common Stock | S | 473 | $74.647 | Disposed | 148778 | Indirect |
| 2021-09-14 | Common Stock | S | 227 | $75.691 | Disposed | 148551 | Indirect |
| 2021-09-14 | Common Stock | S | 186 | $76.425 | Disposed | 148365 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $73.050 to $73.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These transactions are a continuation of the transactions reported on a Form 4 filed contemporaneously herewith.
F4: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F5: This transaction was executed in multiple trades at prices ranging from $74.100 to $75.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $75.105 to $76.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $76.300 to $76.630, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.