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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Aug 31, 2021
32601_dirs_2021-08-31_6bf89880-08f2-4463-b7a3-57e247f8f24a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-08-27
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-27 | Common Stock | S | 1500 | $73.621 | Disposed | 374518 | Direct |
| 2021-08-27 | Common Stock | S | 8100 | $74.105 | Disposed | 366418 | Direct |
| 2021-08-27 | Common Stock | S | 400 | $74.872 | Disposed | 366018 | Direct |
| 2021-08-27 | Common Stock | S | 1600 | $73.995 | Disposed | 144861 | Indirect |
| 2021-08-27 | Common Stock | S | 66 | $74.651 | Disposed | 144795 | Indirect |
| 2021-08-27 | Common Stock | S | 1600 | $73.995 | Disposed | 167700 | Indirect |
| 2021-08-27 | Common Stock | S | 67 | $74.651 | Disposed | 167633 | Indirect |
| 2021-08-27 | Common Stock | S | 1600 | $73.995 | Disposed | 155099 | Indirect |
| 2021-08-27 | Common Stock | S | 67 | $74.651 | Disposed | 155032 | Indirect |
| 2021-08-30 | Common Stock | S | 7000 | $74.306 | Disposed | 359018 | Direct |
| 2021-08-30 | Common Stock | S | 2000 | $75.19 | Disposed | 357018 | Direct |
| 2021-08-30 | Common Stock | S | 1000 | $76.027 | Disposed | 356018 | Direct |
| 2021-08-30 | Common Stock | S | 1243 | $74.273 | Disposed | 143552 | Indirect |
| 2021-08-30 | Common Stock | S | 291 | $75.237 | Disposed | 143261 | Indirect |
| 2021-08-30 | Common Stock | S | 133 | $76.101 | Disposed | 143128 | Indirect |
| 2021-08-30 | Common Stock | S | 1243 | $74.273 | Disposed | 166390 | Indirect |
| 2021-08-30 | Common Stock | S | 290 | $75.237 | Disposed | 166100 | Indirect |
| 2021-08-30 | Common Stock | S | 133 | $76.101 | Disposed | 165967 | Indirect |
| 2021-08-30 | Common Stock | S | 1243 | $74.273 | Disposed | 153789 | Indirect |
| 2021-08-30 | Common Stock | S | 290 | $75.237 | Disposed | 153499 | Indirect |
| 2021-08-30 | Common Stock | S | 134 | $76.101 | Disposed | 153365 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $72.830 to $73.820, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $73.830 to $74.790, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $74.830 to $75.000, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F6: This transaction was executed in multiple trades at prices ranging from $73.620 to $74.460, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F8: This transaction was executed in multiple trades at prices ranging from $74.650 to $74.660, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F10: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F11: This transaction was executed in multiple trades at prices ranging from $73.580 to $74.560, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: This transaction was executed in multiple trades at prices ranging from $74.840 to $75.810, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13: This transaction was executed in multiple trades at prices ranging from $75.870 to $76.270, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14: This transaction was executed in multiple trades at prices ranging from $76.040 to $76.155, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.