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CASTLE BIOSCIENCES INC Director's Dealing 2021

Aug 31, 2021

32601_dirs_2021-08-31_6bf89880-08f2-4463-b7a3-57e247f8f24a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-08-27

Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-27 Common Stock S 1500 $73.621 Disposed 374518 Direct
2021-08-27 Common Stock S 8100 $74.105 Disposed 366418 Direct
2021-08-27 Common Stock S 400 $74.872 Disposed 366018 Direct
2021-08-27 Common Stock S 1600 $73.995 Disposed 144861 Indirect
2021-08-27 Common Stock S 66 $74.651 Disposed 144795 Indirect
2021-08-27 Common Stock S 1600 $73.995 Disposed 167700 Indirect
2021-08-27 Common Stock S 67 $74.651 Disposed 167633 Indirect
2021-08-27 Common Stock S 1600 $73.995 Disposed 155099 Indirect
2021-08-27 Common Stock S 67 $74.651 Disposed 155032 Indirect
2021-08-30 Common Stock S 7000 $74.306 Disposed 359018 Direct
2021-08-30 Common Stock S 2000 $75.19 Disposed 357018 Direct
2021-08-30 Common Stock S 1000 $76.027 Disposed 356018 Direct
2021-08-30 Common Stock S 1243 $74.273 Disposed 143552 Indirect
2021-08-30 Common Stock S 291 $75.237 Disposed 143261 Indirect
2021-08-30 Common Stock S 133 $76.101 Disposed 143128 Indirect
2021-08-30 Common Stock S 1243 $74.273 Disposed 166390 Indirect
2021-08-30 Common Stock S 290 $75.237 Disposed 166100 Indirect
2021-08-30 Common Stock S 133 $76.101 Disposed 165967 Indirect
2021-08-30 Common Stock S 1243 $74.273 Disposed 153789 Indirect
2021-08-30 Common Stock S 290 $75.237 Disposed 153499 Indirect
2021-08-30 Common Stock S 134 $76.101 Disposed 153365 Indirect

Footnotes

F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.

F2: This transaction was executed in multiple trades at prices ranging from $72.830 to $73.820, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $73.830 to $74.790, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $74.830 to $75.000, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.

F6: This transaction was executed in multiple trades at prices ranging from $73.620 to $74.460, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.

F8: This transaction was executed in multiple trades at prices ranging from $74.650 to $74.660, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F9: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.

F10: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.

F11: This transaction was executed in multiple trades at prices ranging from $73.580 to $74.560, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F12: This transaction was executed in multiple trades at prices ranging from $74.840 to $75.810, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F13: This transaction was executed in multiple trades at prices ranging from $75.870 to $76.270, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F14: This transaction was executed in multiple trades at prices ranging from $76.040 to $76.155, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.