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CASTLE BIOSCIENCES INC Director's Dealing 2021

Sep 7, 2021

32601_dirs_2021-09-07_7efc9512-bc2c-4892-ae6c-3d9d3ff16251.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-02

Reporting Person: Spiess Bernhard E. (Chief Business Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-02 Common Stock M 8989 $1.92 Acquired 22551 Direct
2021-09-02 Common Stock M 6412 $2.39 Acquired 28963 Direct
2021-09-02 Common Stock S 8038 $75.24 Disposed 20925 Direct
2021-09-02 Common Stock S 5889 $76.14 Disposed 15036 Direct
2021-09-02 Common Stock S 1474 $77.29 Disposed 13562 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-02 Stock option (right to buy) $1.92 M 8989 Disposed 2026-05-23 Common Stock (8989.0) Direct
2021-09-02 Stock option (right to buy) $2.39 M 6412 Disposed 2028-05-09 Common Stock (6412.0) Direct

Footnotes

F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on August 19, 2021.

F2: This transaction was executed in multiple trades at prices ranging from $74.59 to $75.58, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades at prices ranging from $75.60 to $76.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $76.70 to $77.63, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: 25% of the 169,592 shares originally subject to the option vested on May 2, 2017, and the remaining shares vested in 36 equal monthly installments thereafter.

F6: 25% of the 12,305 shares originally subject to the option vested on May 10, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.