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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Sep 7, 2021
32601_dirs_2021-09-07_7efc9512-bc2c-4892-ae6c-3d9d3ff16251.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-02
Reporting Person: Spiess Bernhard E. (Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-02 | Common Stock | M | 8989 | $1.92 | Acquired | 22551 | Direct |
| 2021-09-02 | Common Stock | M | 6412 | $2.39 | Acquired | 28963 | Direct |
| 2021-09-02 | Common Stock | S | 8038 | $75.24 | Disposed | 20925 | Direct |
| 2021-09-02 | Common Stock | S | 5889 | $76.14 | Disposed | 15036 | Direct |
| 2021-09-02 | Common Stock | S | 1474 | $77.29 | Disposed | 13562 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-02 | Stock option (right to buy) | $1.92 | M | 8989 | Disposed | 2026-05-23 | Common Stock (8989.0) | Direct |
| 2021-09-02 | Stock option (right to buy) | $2.39 | M | 6412 | Disposed | 2028-05-09 | Common Stock (6412.0) | Direct |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on August 19, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $74.59 to $75.58, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $75.60 to $76.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $76.70 to $77.63, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: 25% of the 169,592 shares originally subject to the option vested on May 2, 2017, and the remaining shares vested in 36 equal monthly installments thereafter.
F6: 25% of the 12,305 shares originally subject to the option vested on May 10, 2019, and the remaining shares vest in 36 equal monthly installments thereafter.