AI assistant
CASTLE BIOSCIENCES INC — Director's Dealing 2021
Sep 16, 2021
32601_dirs_2021-09-15_f1760ad1-300b-43cf-88e2-7a4e83103b7a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-13
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | S | 1000 | $70.644 | Disposed | 345018 | Direct |
| 2021-09-13 | Common Stock | S | 1400 | $71.878 | Disposed | 343618 | Direct |
| 2021-09-13 | Common Stock | S | 3112 | $73.099 | Disposed | 340506 | Direct |
| 2021-09-13 | Common Stock | S | 2788 | $74.049 | Disposed | 337718 | Direct |
| 2021-09-13 | Common Stock | S | 1700 | $74.708 | Disposed | 336018 | Direct |
| 2021-09-13 | Common Stock | S | 134 | $70.473 | Disposed | 141327 | Indirect |
| 2021-09-13 | Common Stock | S | 200 | $71.492 | Disposed | 141127 | Indirect |
| 2021-09-13 | Common Stock | S | 533 | $72.937 | Disposed | 140594 | Indirect |
| 2021-09-13 | Common Stock | S | 533 | $73.994 | Disposed | 140061 | Indirect |
| 2021-09-13 | Common Stock | S | 266 | $74.688 | Disposed | 139795 | Indirect |
| 2021-09-13 | Common Stock | S | 133 | $70.473 | Disposed | 164167 | Indirect |
| 2021-09-13 | Common Stock | S | 200 | $71.492 | Disposed | 163967 | Indirect |
| 2021-09-13 | Common Stock | S | 534 | $72.937 | Disposed | 163433 | Indirect |
| 2021-09-13 | Common Stock | S | 533 | $73.994 | Disposed | 162900 | Indirect |
| 2021-09-13 | Common Stock | S | 267 | $74.688 | Disposed | 162633 | Indirect |
| 2021-09-13 | Common Stock | S | 133 | $70.473 | Disposed | 151566 | Indirect |
| 2021-09-13 | Common Stock | S | 200 | $71.492 | Disposed | 151366 | Indirect |
| 2021-09-13 | Common Stock | S | 533 | $72.937 | Disposed | 150833 | Indirect |
| 2021-09-13 | Common Stock | S | 534 | $73.994 | Disposed | 150299 | Indirect |
| 2021-09-13 | Common Stock | S | 267 | $74.688 | Disposed | 150032 | Indirect |
| 2021-09-14 | Common Stock | S | 4154 | $73.324 | Disposed | 331864 | Direct |
| 2021-09-14 | Common Stock | S | 3241 | $74.63 | Disposed | 328623 | Direct |
| 2021-09-14 | Common Stock | S | 1205 | $75.561 | Disposed | 327418 | Direct |
| 2021-09-14 | Common Stock | S | 1400 | $76.451 | Disposed | 326018 | Direct |
| 2021-09-14 | Common Stock | S | 781 | $73.359 | Disposed | 139014 | Indirect |
| 2021-09-14 | Common Stock | S | 473 | $74.647 | Disposed | 138541 | Indirect |
| 2021-09-14 | Common Stock | S | 227 | $75.691 | Disposed | 138314 | Indirect |
| 2021-09-14 | Common Stock | S | 186 | $76.425 | Disposed | 138128 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $70.140 to $71.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $71.610 to $72.530, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $72.610 to $73.600, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $73.630 to $74.610, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $74.630 to $74.840, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F8: This transaction was executed in multiple trades at prices ranging from $70.280 to $70.745, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F10: This transaction was executed in multiple trades at prices ranging from $71.300 to $71.895, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F11: This transaction was executed in multiple trades at prices ranging from $72.530 to $73.290, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12: This transaction was executed in multiple trades at prices ranging from $74.645 to $74.735, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F14: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F15: This transaction was executed in multiple trades at prices ranging from $72.970 to $73.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16: This transaction was executed in multiple trades at prices ranging from $74.010 to $75.000, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17: This transaction was executed in multiple trades at prices ranging from $75.020 to $75.995, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18: This transaction was executed in multiple trades at prices ranging from $76.220 to $76.640, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19: This transaction was executed in multiple trades at prices ranging from $73.050 to $73.940, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20: This transaction was executed in multiple trades at prices ranging from $74.100 to $75.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F21: This transaction was executed in multiple trades at prices ranging from $75.105 to $76.070, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F22: This transaction was executed in multiple trades at prices ranging from $76.300 to $76.630, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F23: Transactions are continued on a Form 4 filed contemporaneously herewith.