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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Oct 1, 2021
32601_dirs_2021-10-01_192f0bbf-03b8-42a7-bb2a-fc2781db9ba0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-09-30
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-30 | Common Stock | S | 2831 | $65.12 | Disposed | 293187 | Direct |
| 2021-09-30 | Common Stock | S | 5469 | $66.13 | Disposed | 287718 | Direct |
| 2021-09-30 | Common Stock | S | 1700 | $66.56 | Disposed | 286018 | Direct |
| 2021-09-30 | Common Stock | S | 266 | $65.09 | Disposed | 134528 | Indirect |
| 2021-09-30 | Common Stock | S | 534 | $66.24 | Disposed | 133994 | Indirect |
| 2021-09-30 | Common Stock | S | 33 | $66.64 | Disposed | 133961 | Indirect |
| 2021-09-30 | Common Stock | S | 267 | $65.09 | Disposed | 157367 | Indirect |
| 2021-09-30 | Common Stock | S | 533 | $66.24 | Disposed | 156834 | Indirect |
| 2021-09-30 | Common Stock | S | 34 | $66.64 | Disposed | 156800 | Indirect |
| 2021-09-30 | Common Stock | S | 267 | $65.09 | Disposed | 144765 | Indirect |
| 2021-09-30 | Common Stock | S | 533 | $66.24 | Disposed | 144232 | Indirect |
| 2021-09-30 | Common Stock | S | 33 | $66.64 | Disposed | 144199 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on December 11, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $64.51 to $65.47, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $65.51 to $66.50, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $66.51 to $66.64, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F6: This transaction was executed in multiple trades at prices ranging from $64.51 to $65.43, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F8: This transaction was executed in multiple trades at prices ranging from $65.58 to $66.57, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F10: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.