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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Oct 6, 2021
32601_dirs_2021-10-06_31046802-1469-4935-869f-6588dfe87837.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-10-04
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-04 | Common Stock | S | 496 | $60.255 | Disposed | 133465 | Indirect |
| 2021-10-04 | Common Stock | S | 169 | $60.875 | Disposed | 133296 | Indirect |
| 2021-10-04 | Common Stock | S | 101 | $62.376 | Disposed | 133195 | Indirect |
| 2021-10-04 | Common Stock | S | 67 | $62.89 | Disposed | 133128 | Indirect |
| 2021-10-04 | Common Stock | S | 497 | $60.255 | Disposed | 156303 | Indirect |
| 2021-10-04 | Common Stock | S | 168 | $60.875 | Disposed | 156135 | Indirect |
| 2021-10-04 | Common Stock | S | 102 | $62.376 | Disposed | 156033 | Indirect |
| 2021-10-04 | Common Stock | S | 66 | $62.89 | Disposed | 155967 | Indirect |
| 2021-10-04 | Common Stock | S | 497 | $60.255 | Disposed | 143702 | Indirect |
| 2021-10-04 | Common Stock | S | 168 | $60.875 | Disposed | 143534 | Indirect |
| 2021-10-04 | Common Stock | S | 102 | $62.376 | Disposed | 143432 | Indirect |
| 2021-10-04 | Common Stock | S | 67 | $62.89 | Disposed | 143365 | Indirect |
| 2021-10-05 | Common Stock | S | 300 | $62.045 | Disposed | 132828 | Indirect |
| 2021-10-05 | Common Stock | S | 534 | $62.809 | Disposed | 132294 | Indirect |
| 2021-10-05 | Common Stock | S | 300 | $62.045 | Disposed | 155667 | Indirect |
| 2021-10-05 | Common Stock | S | 533 | $62.809 | Disposed | 155134 | Indirect |
| 2021-10-05 | Common Stock | S | 300 | $62.045 | Disposed | 143065 | Indirect |
| 2021-10-05 | Common Stock | S | 533 | $62.809 | Disposed | 142532 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 286018 | Direct |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $59.660 to $60.555, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F4: This transaction was executed in multiple trades at prices ranging from $60.710 to $61.680, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $61.720 to $62.700, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $62.870 to $62.910, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F8: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F9: This transaction was executed in multiple trades at prices ranging from $61.440 to $62.430, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $62.500 to $63.145, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.