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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Oct 21, 2021
32601_dirs_2021-10-21_95de7f9a-c106-41a7-a801-023095762196.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-10-19
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-19 | Common Stock | S | 133 | $66.132 | Disposed | 131328 | Indirect |
| 2021-10-19 | Common Stock | S | 300 | $67.066 | Disposed | 131028 | Indirect |
| 2021-10-19 | Common Stock | S | 400 | $67.804 | Disposed | 130628 | Indirect |
| 2021-10-19 | Common Stock | S | 133 | $66.132 | Disposed | 154167 | Indirect |
| 2021-10-19 | Common Stock | S | 300 | $67.066 | Disposed | 153867 | Indirect |
| 2021-10-19 | Common Stock | S | 400 | $67.804 | Disposed | 153467 | Indirect |
| 2021-10-19 | Common Stock | S | 134 | $66.132 | Disposed | 141565 | Indirect |
| 2021-10-19 | Common Stock | S | 300 | $67.066 | Disposed | 141265 | Indirect |
| 2021-10-19 | Common Stock | S | 400 | $67.804 | Disposed | 140865 | Indirect |
| 2021-10-20 | Common Stock | S | 700 | $65.04 | Disposed | 129928 | Indirect |
| 2021-10-20 | Common Stock | S | 134 | $66.051 | Disposed | 129794 | Indirect |
| 2021-10-20 | Common Stock | S | 700 | $65.04 | Disposed | 152767 | Indirect |
| 2021-10-20 | Common Stock | S | 133 | $66.051 | Disposed | 152634 | Indirect |
| 2021-10-20 | Common Stock | S | 700 | $65.04 | Disposed | 140165 | Indirect |
| 2021-10-20 | Common Stock | S | 133 | $66.051 | Disposed | 140032 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 286018 | Direct |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $65.530 to $66.480, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F4: This transaction was executed in multiple trades at prices ranging from $66.580 to $67.510, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $67.590 to $68.385, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F7: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F8: This transaction was executed in multiple trades at prices ranging from $64.650 to $65.530, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $65.650 to $66.580, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.