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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Nov 12, 2021
32601_dirs_2021-11-12_e7b935fd-95e0-4eaf-8652-c6702b496681.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-11-09
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-09 | Common Stock | S | 433 | $55.404 | Disposed | 128528 | Indirect |
| 2021-11-09 | Common Stock | S | 133 | $56.665 | Disposed | 128395 | Indirect |
| 2021-11-09 | Common Stock | S | 67 | $57.542 | Disposed | 128328 | Indirect |
| 2021-11-09 | Common Stock | S | 200 | $59.094 | Disposed | 128128 | Indirect |
| 2021-11-09 | Common Stock | S | 433 | $55.404 | Disposed | 151367 | Indirect |
| 2021-11-09 | Common Stock | S | 133 | $56.665 | Disposed | 151234 | Indirect |
| 2021-11-09 | Common Stock | S | 67 | $57.542 | Disposed | 151167 | Indirect |
| 2021-11-09 | Common Stock | S | 200 | $59.094 | Disposed | 150967 | Indirect |
| 2021-11-09 | Common Stock | S | 434 | $55.404 | Disposed | 138765 | Indirect |
| 2021-11-09 | Common Stock | S | 134 | $56.665 | Disposed | 138631 | Indirect |
| 2021-11-09 | Common Stock | S | 66 | $57.542 | Disposed | 138565 | Indirect |
| 2021-11-09 | Common Stock | S | 200 | $59.094 | Disposed | 138365 | Indirect |
| 2021-11-10 | Common Stock | S | 134 | $55.593 | Disposed | 127994 | Indirect |
| 2021-11-10 | Common Stock | S | 233 | $56.517 | Disposed | 127761 | Indirect |
| 2021-11-10 | Common Stock | S | 33 | $57.26 | Disposed | 127728 | Indirect |
| 2021-11-10 | Common Stock | S | 133 | $55.593 | Disposed | 150834 | Indirect |
| 2021-11-10 | Common Stock | S | 234 | $56.517 | Disposed | 150600 | Indirect |
| 2021-11-10 | Common Stock | S | 33 | $57.26 | Disposed | 150567 | Indirect |
| 2021-11-10 | Common Stock | S | 133 | $55.593 | Disposed | 138232 | Indirect |
| 2021-11-10 | Common Stock | S | 233 | $56.517 | Disposed | 137999 | Indirect |
| 2021-11-10 | Common Stock | S | 34 | $57.26 | Disposed | 137965 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 286018 | Direct |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by DJM Grantor Retained Annuity Trust No. 1, The Maetzold Descendants 2020 Trust, and the Derek Maetzold 2020 Irrevocable Trust on June 15, 2021.
F2: This transaction was executed in multiple trades at prices ranging from $55.020 to $55.880, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F4: This transaction was executed in multiple trades at prices ranging from $56.080 to $56.970, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $57.255 to $57.860, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $58.540 to $59.375, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F8: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F9: This transaction was executed in multiple trades at prices ranging from $55.060 to $55.950, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: This transaction was executed in multiple trades at prices ranging from $56.180 to $57.020, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.