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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Nov 18, 2021
32601_dirs_2021-11-17_cf2b6a45-7f78-429c-ba28-65f7b1272f02.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-11-15
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-15 | Common Stock | M | 16406 | $2.36 | Acquired | 302424 | Direct |
| 2021-11-15 | Common Stock | S | 15394 | $52.474 | Disposed | 287030 | Direct |
| 2021-11-15 | Common Stock | S | 1012 | $53.042 | Disposed | 286018 | Direct |
| 2021-11-16 | Common Stock | M | 15409 | $3.72 | Acquired | 301427 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-15 | Stock option (right to buy) | $2.36 | M | 16406 | Disposed | 2022-07-20 | Common Stock (16406.0) | Direct |
| 2021-11-16 | Stock option (right to buy) | $3.72 | M | 15409 | Disposed | 2024-03-26 | Common Stock (15409.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150567 | Indirect |
| Common Stock | 127728 | Indirect |
| Common Stock | 137965 | Indirect |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $52.000 to $52.995, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: This transaction was executed in multiple trades at prices ranging from $53.000 to $53.170, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F4: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F5: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F6: The shares subject to the option are fully vested.