AI assistant
CASTLE BIOSCIENCES INC — Director's Dealing 2021
Dec 15, 2021
32601_dirs_2021-12-14_243ba86a-6d2f-4a28-83df-4afe43b7f1f5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-12-10
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Common Stock | M | 5363 | — | Acquired | 231790 | Direct |
| 2021-12-10 | Common Stock | F | 2111 | $40.52 | Disposed | 229679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Stock option (right to buy) | $40.52 | A | 106376 | Acquired | 2031-12-09 | Common Stock (106376.0) | Direct |
| 2021-12-10 | Restricted Stock Units | $ | A | 61698 | Acquired | Common Stock (61698.0) | Direct | |
| 2021-12-10 | Restricted Stock Units | $ | M | 5363 | Disposed | Common Stock (5363.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 150567 | Indirect |
| Common Stock | 127728 | Indirect |
| Common Stock | 137965 | Indirect |
| Common Stock | 75000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
F2: On December 9, 2021, the Reporting Person transferred 75,000 shares of Castle Biosciences, Inc. common stock to the DJM Grantor Retained Annuity Trust No. 3 of which the Reporting Person is trustee and beneficiary.
F3: Held by The Maetzold Descendants 2020 Trust of which the Reporting Person's spouse is the trustee and the Reporting Person's spouse and their children are beneficiaries.
F4: Held by DJM Grantor Retained Annuity Trust No. 1 of which the Reporting Person is the trustee and beneficiary.
F5: Held by Derek Maetzold 2020 Irrevocable Trust of which the Reporting Person is the trustee and his children are beneficiaries.
F6: 25% of shares shall vest on December 10, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F7: The RSUs vest in four equal annual installments beginning on December 10, 2022.
F8: On December 10, 2020, the Reporting Person was granted 21,450 RSUs, which vest in four equal annual installments beginning on December 10, 2021.