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CASTLE BIOSCIENCES INC — Director's Dealing 2021
Dec 15, 2021
32601_dirs_2021-12-14_36bf1561-5a5a-49ea-b12e-edc67203fbb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2021-12-10
Reporting Person: Stokes Frank (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-10 | Common Stock | M | 2000 | — | Acquired | 8225 | Direct |
| 2021-12-10 | Common Stock | F | 895 | $40.52 | Disposed | 7330 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | Stock option (right to buy) | $40.52 | A | 42550 | Acquired | 2031-12-09 | Common Stock (42550.0) | Direct |
| 2021-12-10 | Restricted Stock Units | $ | A | 24679 | Acquired | Common Stock (24679.0) | Direct | |
| 2021-12-10 | Restricted Stock Units | $ | M | 2000 | Disposed | Common Stock (2000.0) | Direct |
Footnotes
F1: Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock.
F2: Includes 305 shares acquired on August 31, 2021, under the Issuer's employee stock purchase plan.
F3: 25% of the shares shall vest on December 10, 2022, and the remaining shares shall vest in 36 equal monthly installments thereafter.
F4: The RSUs vest in four equal annual installments beginning on December 10, 2022.
F5: On December 10, 2020, the Reporting Person was granted 8,000 RSUs, which vest in four equal annual installments beginning on December 10, 2021.