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CASTLE BIOSCIENCES INC — Director's Dealing 2020
Aug 19, 2020
32601_dirs_2020-08-19_8899bc1c-ab41-410e-ba3e-b3a5f75843c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2020-08-17
Reporting Person: MAETZOLD DEREK J (Director, Pres. & Chief Exec. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-17 | Common Stock | S | 500 | $40.95 | Disposed | 1549848 | Direct |
| 2020-08-17 | Common Stock | S | 5000 | $42.40 | Disposed | 1544848 | Direct |
| 2020-08-17 | Common Stock | S | 2000 | $43.43 | Disposed | 1542848 | Direct |
| 2020-08-17 | Common Stock | S | 600 | $42.39 | Disposed | 1542248 | Direct |
| 2020-08-17 | Common Stock | S | 400 | $43.60 | Disposed | 1541848 | Direct |
| 2020-08-18 | Common Stock | S | 9900 | $43.14 | Disposed | 1531948 | Direct |
| 2020-08-18 | Common Stock | S | 100 | $43.67 | Disposed | 1531848 | Direct |
| 2020-08-18 | Common Stock | S | 1000 | $43.20 | Disposed | 1530848 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 159329 | Indirect |
Footnotes
F1: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on March 18, 2020.
F2: This transaction was executed in multiple trades at prices ranging from $40.76 to $41.47, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $41.94 to $42.92, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $42.96 to $43.74, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: These transactions were made pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 2, 2020.
F6: This transaction was executed in multiple trades at prices ranging from $42.04 to $42.79, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $43.47 to $43.74, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8: This transaction was executed in multiple trades at prices ranging from $42.65 to $43.58, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9: This transaction was executed in multiple trades at prices ranging from $42.97 to $43.45, inclusive. The price reported above reflects the weighted-average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10: Held by the DJM Grantor Retained Annuity Trust No. 1, or the Maetzold Trust. The Reporting Person is a trustee of the Maetzold Trust.