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CASTLE BIOSCIENCES INC — Director's Dealing 2019
Jul 31, 2019
32601_dirs_2019-07-31_9534e902-8715-4697-8319-12ea6b32cf3d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASTLE BIOSCIENCES INC (CSTL)
CIK: 0001447362
Period of Report: 2019-07-29
Reporting Person: Aspinall Mara G. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-29 | Common Stock | C | 14093 | — | Acquired | 37723 | Direct |
| 2019-07-29 | Common Stock | P | 3125 | $16.00 | Acquired | 40848 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-29 | Series F Preferred Stock | $ | C | 17180 | Disposed | Common Stock (14093) | Direct |
Footnotes
F1: Every 1.219 outstanding shares of Preferred Stock automatically converted into 1 share of Common Stock immediately prior to the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration, with cash paid for any fractional shares. The Preferred Stock had no expiration date.
F2: Represents a purchase from the underwriters in the Issuer's IPO.
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