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CASS INFORMATION SYSTEMS INC Director's Dealing 2019

Nov 7, 2019

32783_dirs_2019-11-07_2b2b18be-3127-4e7d-a89c-9f666dadbcce.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASS INFORMATION SYSTEMS INC (CASS)
CIK: 0000708781
Period of Report: 2019-11-05

Reporting Person: Appelbaum P Stephen (CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-05 Common Stock M 4147 $31.92 Acquired 52361 Direct
2019-11-05 Common Stock D 2227 $59.45 Disposed 50134 Direct
2019-11-05 Common Stock F 870 $59.45 Disposed 49264 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-11-05 Stock Appreciation Rights $31.92 M 4147 Disposed 2022-01-23 Common Stock (4147) Direct

Footnotes

F1: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.