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CASS INFORMATION SYSTEMS INC Director's Dealing 2019

Dec 17, 2019

32783_dirs_2019-12-17_36d81a77-fa64-45ca-9ed2-7cde0fce7a6d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASS INFORMATION SYSTEMS INC (CASS)
CIK: 0000708781
Period of Report: 2019-12-13

Reporting Person: BRUNNGRABER ERIC H (Director, President, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-13 Common Stock M 10612 $25.42 Acquired 108320 Direct
2019-12-13 Common Stock D 4687 $57.56 Disposed 103633 Direct
2019-12-13 Common Stock F 2686 $57.56 Disposed 100947 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-13 Stock Appreciation Rights $25.42 M 10612 Disposed 2022-01-23 Common Stock (10612) Direct

Footnotes

F1: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.