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CASS INFORMATION SYSTEMS INC Director's Dealing 2015

Oct 29, 2015

32783_dirs_2015-10-29_dc0e5c41-3ed4-4fbd-a197-5b9ee9bd4fff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASS INFORMATION SYSTEMS INC (CASS)
CIK: 0000708781
Period of Report: 2015-10-28

Reporting Person: BRUNNGRABER ERIC H (Director, President, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-10-28 Common Stock M 1093 $23.48 Acquired 63221 Direct
2015-10-28 Common Stock D 477 $53.87 Disposed 62744 Direct
2015-10-28 Common Stock F 295 $53.87 Disposed 62449 Direct
2015-10-28 Common Stock M 6501 $24.93 Acquired 68950 Direct
2015-10-28 Common Stock D 3009 $53.87 Disposed 65941 Direct
2015-10-28 Common Stock F 1674 $53.87 Disposed 64267 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-10-28 Stock Appreciation Rights $23.48 M 1093 Disposed 2018-01-21 Common Stock (1093) Direct
2015-10-28 Stock Appreciation Rights $24.93 M 6501 Disposed 2020-01-25 Common Stock (6501) Direct

Footnotes

F1: Includes restricted stock bonus shares, subject to vesting and forfeiture.

F2: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.