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CASS INFORMATION SYSTEMS INC — Director's Dealing 2014
Dec 12, 2014
32783_dirs_2014-12-12_ce65fe6f-2f85-49b2-824d-a6201dde1630.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASS INFORMATION SYSTEMS INC (CASS)
CIK: 0000708781
Period of Report: 2014-12-11
Reporting Person: BRUNNGRABER ERIC H (Director, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-11 | Common Stock | S | 3603 | $47.64 | Disposed | 53057 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $23.48 | 2018-01-21 | Common Stock (11158) | 11158 | Direct |
| Stock Appreciation Rights | $24.93 | 2020-01-25 | Common Stock (6501) | 6501 | Direct |
| Stock Appreciation Rights | $29.95 | 2021-01-24 | Common Stock (20065) | 20065 | Direct |
| Stock Appreciation Rights | $33.56 | 2022-01-23 | Common Stock (20919) | 20919 | Direct |
| Stock Appreciation Rights | $42.14 | 2023-01-21 | Common Stock (20253) | 20253 | Direct |
| Stock Appreciation Rights | $61.64 | 2024-01-27 | Common Stock (10880) | 10880 | Direct |
Footnotes
F1: The price reported is a weighted average price. The individual sale prices for the transactions combined here range from a low of $47.55 to a high of $47.695. Mr. Brunngraber undertakes to provide upon request by the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Includes restricted stock bonus shares, subject to vesting and forfeiture.
F3: Over a three-year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.