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CASS INFORMATION SYSTEMS INC — Director's Dealing 2013
Nov 20, 2013
32783_dirs_2013-11-20_4470f3ac-ea10-4925-b88e-f87ee1e0babf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASS INFORMATION SYSTEMS INC (CASS)
CIK: 0000708781
Period of Report: 2013-11-18
Reporting Person: BRUNNGRABER ERIC H (Director, President, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-18 | Common Stock | S | 1000 | $56.50 | Disposed | 57628 | Direct |
| 2013-11-19 | Common Stock | S | 1509 | $56.625 | Disposed | 56119 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Appreciation Rights | $23.48 | 2018-01-21 | Common Stock (4980) | 11158 | Direct |
| Stock Appreciation Rights | $24.93 | 2020-01-25 | Common Stock (6501) | 6501 | Direct |
| Stock Appreciation Rights | $29.95 | 2021-01-24 | Common Stock (20065) | 20065 | Direct |
| Stock Appreciation Rights | $33.56 | 2022-01-23 | Common Stock (20919) | 20919 | Direct |
| Stock Appreciation Rights | $42.14 | 2023-01-21 | Common Stock (20253) | 20253 | Direct |
Footnotes
F1: Over a three year vesting period, SARs become exercisable in one-third increments on the anniversary date of the grant.
F2: Includes restricted stock bonus shares, subject to vesting and forfeiture.
F3: This transaction was executed in multiple trades at prices ranging from $56.25 to $57.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff full information regarding the number of shares and prices at which the transaction was effected.