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CASELLA WASTE SYSTEMS INC — Director's Dealing 2024
Mar 14, 2024
30945_dirs_2024-03-14_3ba62ec3-f3f0-49db-b0e4-34d6910b8f10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2024-03-12
Reporting Person: Steves Sean (Sr VP & COO of SW Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-12 | Class A Common Stock | A | 879 | — | Acquired | 7488 | Direct |
| 2024-03-13 | Class A Common Stock | S | 224 | $94.35 | Disposed | 7264 | Direct |
| 2024-03-14 | Class A Common Stock | S | 44 | $94 | Disposed | 7220 | Direct |
Footnotes
F1: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common
Stock. RSUs vest in three equal annual installments beginning on March 12, 2025.
F2: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 16, 2022 and August 2, 2023 and does not represent a discretionary sale by the reporting person.
F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.30 to $94.44. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 9, 2021 and does not represent a discretionary sale by the reporting person.