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CASELLA WASTE SYSTEMS INC — Director's Dealing 2024
Mar 14, 2024
30945_dirs_2024-03-14_daefa5f1-7844-4178-a6b1-7d2ee43b2836.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2024-03-12
Reporting Person: Sayward Shelley E. (SENIOR VP & GENERAL COUNSEL)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-12 | Class A Common Stock | A | 1198 | — | Acquired | 19782 | Direct |
| 2024-03-13 | Class A Common Stock | S | 371 | $94.32 | Disposed | 19411 | Direct |
| 2024-03-14 | Class A Common Stock | S | 124 | $93.81 | Disposed | 19287 | Direct |
Footnotes
F1: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common
Stock. RSUs vest in three equal annual installments beginning on March 12, 2025.
F2: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on May 12, 2022 and August 2, 2023 and does not represent a discretionary sale by the reporting person.
F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $94.26 to $94.33. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the sale of shares of Class A Common Stock pursuant to a "sell-to-cover" transaction in order to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the reporting person. This sale was effected pursuant to an automatic sell-to-cover instruction adopted by the reporting person on August 4, 2021 and does not represent a discretionary sale by the reporting person.
F5: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $93.81 to $93.92. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.