CASELLA WASTE SYSTEMS INC — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2021-02-24

Reporting Person: Heald Christopher (VP & Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-24	Class A Common Stock	A	11392	—	Acquired	44149	Direct
2021-02-25	Class A Common Stock	S	2871	$60.44	Disposed	41278	Direct
2021-02-26	Class A Common Stock	S	681	$59.07	Disposed	40597	Direct

Footnotes

F1: Represents share of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2018, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2020 through December 1, 2020, and a multiplier based on relative total shareholder return for the period running from January 1, 2018 to December 31, 2020.

F2: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2019, in connection with the vesting of PSUs on February 24, 2021.

F3: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $60.40 to $60.80, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F4: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $58.17 to $60.15, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.