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CASELLA WASTE SYSTEMS INC — Director's Dealing 2021
Mar 16, 2021
30945_dirs_2021-03-16_f55cbd04-85f3-4971-ad0e-29e42b1e43fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2021-03-12
Reporting Person: Coletta Edmond (Senior Vice President & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Class A Common Stock | A | 3091 | — | Acquired | 171466 | Direct |
| 2021-03-16 | Class A Common Stock | S | 2786 | $64.49 | Disposed | 168680 | Direct |
Footnotes
F1: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2022.
F2: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 12, 2020, in connection with the vesting of RSUs on March 12, 2021.
F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $64.25 to $65.06. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.