CASELLA WASTE SYSTEMS INC — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2021-03-12

Reporting Person: CASELLA JOHN W (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-12	Class A Common Stock	A	6182	—	Acquired	126071	Direct
2021-03-16	Class A Common Stock	S	5164	$64.49	Disposed	120907	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class B Common Stock	494100	Direct
Class A Common Stock	694	Indirect

Footnotes

F1: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2022.

F2: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020, in connection with the vesting of RSUs on March 12, 2021.

F3: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $64.25 to $65.06. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.