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CASELLA WASTE SYSTEMS INC — Director's Dealing 2020
Mar 2, 2020
30945_dirs_2020-03-02_70c6a1d5-9a89-4a4a-8c95-3a749c4dc8f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CASELLA WASTE SYSTEMS INC (CWST)
CIK: 0000911177
Period of Report: 2020-02-27
Reporting Person: Heald Christopher (VP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-02-27 | Class A Common Stock | A | 23116 | — | Acquired | 80513 | Direct |
| 2020-02-28 | Class A Common Stock | S | 2670 | $49.186 | Disposed | 77843 | Direct |
| 2020-03-02 | Class A Common Stock | S | 3778 | $48.994 | Disposed | 74065 | Direct |
Footnotes
F1: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.
F2: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of PSUs on February 27, 2020.
F3: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.